Also from the Fiat et al. paper; the sharp version of the bound is H_K (14:49, 15:23).
Theorem. Any algorithm has competitive ratio Ω(log K) (31:33).
The adversarial construction
- Universe of exactly
K + 1pages (31:33). - Request sequence:
Mpages chosen uniformly at random, independently (32:11).
Cost of any algorithm
You hold K of the K + 1 pages, so each uniformly random request misses with probability exactly 1/(K+1):
E[cost of any algorithm] = M/(K+1) (32:59)
Reframed to avoid randomness in the statement: for any algorithm there exists a length-M request sequence on which it pays this much — the averaging argument guarantees one such sequence exists (33:31, 34:11).
Cost of OPT on the same sequence
OPT sees the whole sequence in advance. Use furthest-in-the-future eviction (MIN); optimality is not even needed, only that it is an algorithm (34:38).
- When OPT evicts page
p(the one furthest in the future), it does not fault again untilpreappears — and forpto be furthest, every other page must be requested beforep(35:16,35:43). - Seeing all
K + 1values in a uniform random stream is the coupon collector / balls-and-bins problem: expected timeΘ(K log K)(35:16,36:33).
The gap
- Any algorithm faults on a
1/Kfraction of requests (36:33). - OPT faults on a
1/(K log K)fraction (37:07). - Ratio: OPT is better by a factor of
log K(37:07). ∎
Caveat noted in passing
If the randomness of the sequence is uncomfortable, a concentration argument shows a good fraction of sequences simultaneously make the algorithm pay ≈ M/(K+1) and keep OPT cheap, so a single deterministic bad sequence exists in the intersection (37:32, 37:53, 38:15).